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2004 National Patient Safety Goals FAQs, excerpt from page 18 …

Questions about goal #5 (Infusion pumps):

Does this safety goal also apply to syringe pumps, ambulatory pumps or enteral pumps?
It applies to ambulatory pumps, but not to syringe pumps or enteral pumps. [Revised, 5/30/03]

Do ambulatory pumps used for applications other than patient controlled analgesia (PCA) fall within the scope of goal #5? If so, what issues should be considered?
Many ambulatory pumps (for example, certain models of CADD brand pumps) can be used for applications other than PCA. Such applications include, but are not limited to, chemotherapy, antibiotic, and total parenteral nutrition (TPN) infusion. Although a PCA medication reservoir should be secured within the pump, reservoirs for other applications are frequently external containers and are hung above the pumps. Because the latter configuration creates a greater opportunity for inadvertent free-flow, Joint Commission has determined that goal #5 applies to all ambulatory pumps. [New 5/30/03]

Some pumps with their administration sets do not have "built in" free-flow protection. Instead, the manufacturers provide "add-on" antisiphon valves to achieve free-flow protection. Are these acceptable?
Beginning January 1, 2004, add-on devices to achieve free-flow protection are no longer acceptable for compliance with this requirement. For systems that do not have built-in free-flow protection, some pump manufacturers include an anti-siphon valve in the package with its administration set, along with instructions for use of this add-on device. These add-on devices were permitted in 2003 as an interim measure pending availability of administration sets with intrinsic free-flow protection. Joint Commission has determined that the majority of pump manufacturers are now providing intrinsic free-flow protection. Any continued use of add-on devices for this purpose must be submitted to Joint Commission in a "Request for Review of an Alternative Approach to a 2004 NPSG Requirement." Purchase and implementation of new equipment without intrinsic free-flow protection is not in compliance with this goal. [New 1/1/04]

Regarding free-flow "protection," all our devices immediately shut off when the door is open and the set is removed without closing any tubing clamps. However a patient or family member might easily figure out how to undo the free-flow protection mechanism. This would allow for the medication to infuse so we have no guarantee regarding free flow but we have "protection." Would these devices meet the intent of this requirement?
As you describe them, your infusion pumps are in compliance with the requirement. Most safety features can be overridden if there is sufficient determination to do so. The intent of the requirement is to achieve protection against the more common misadventures involving these pumps.

I've heard the term "set-based free-flow protection." What does this mean?
The "protection" is actually an attribute of the administration set used with the pump rather than with the pump itself. It is important to always use the administration set that is specified for use with the infusion pump. The term "set-based free-flow protection" refers to a design in which the protection is built in (intrinsic) to the administration set.

How can I determine whether our general-purpose infusion pumps have free-flow protection?
To test for free flow protection, turn the power off with the infusion set primed and loaded in the device. With all tubing clamps open and the fluid container as high above the device as the tubing will allow, verify that no fluid flows out of the set as it hangs straight down from the device. Then remove the set from the device (tubing clamps still open) and again verify that no fluid flows out of the set. (Source: ECRI's Health Devices Inspection and Preventive Maintenance System.) [Revised 5/30/03]

Do we have to test all of our infusion pumps to verify that they have free-flow protection?
No. The test for free-flow protection described above is for use only when there is a reasonable question about whether the particular pump/infusion set has adequate free-flow protection. Configurations that have been tested by ECRI and rated as "Free-flow protected" or "Free-flow protected with dependencies" do not need to be tested on-site as long as they are being used in a manner consistent with manufacturers' instructions and with the "dependencies" specified by ECRI. [New 5/30/03]

Where can I get more information about specific infusion pumps?
Joint Commision recognizes ECRI as an authoritative source of information about the safety considerations relating to infusion pumps. As such, information published by ECRI indicating the adequacy of free-flow protection for specific pump/administration set configurations will be acceptable as evidence of compliance with goal #5 of the 2004 NPSGs, pending verification by on-site survey of the appropriate use of such configurations by the specific health care organization in the provision of health care services. In other words, if ECRI says a particular infusion system is capable of providing adequate free-flow protection, Joint Commission will still survey the way in which that equipment is being used.

What about PCA pumps—can you say more about free-flow protection with these devices?
According to ECRI, most PCA pumps fall under the "Free-flow Protected with Dependencies" category, which means that the free flow protection of PCA pumps is dependent on the use of tubing sets with an integral positive pressure (anti-siphon) valve. These are usually purchased independent of the pump itself, so the key issue for assessment should be to determine whether the set is protected rather than whether the model of pump is acceptable. Although these sets may allow small amounts of solution to flow under conditions of maximum head height, PCA reservoirs are normally secured to the pump (not hanging above it) so head height during use is typically much less than that for general-purpose infusion pumps. [Revised 5/30/03]

What about patients being treated in a hyperbaric chamber? Is free-flow protection required there?
Yes. This requirement also applies to patient undergoing hyperbaric therapy. Infusion pumps capable of providing free-flow protection in this environment are available. [New 1/1/04]

Full text of 2004 National Patient Safety Goals FAQs (PDF, 106KB)